THE FOURTH DIMENSIONAND THE PRINCIPLE OF LEAST ACTION: Why the Clock Says “Tick-Tock”

It has been suggested that two major themes of this website are now converging in such a way that each throws light on the other – namely, the Fourth Dimension, and the Principle of Least Action. The following essay aims to explain this connection. This may in turn throw special light on the discussion of Karl Marx, the final stop on our Dialectical World Tour – coming next!

WHAT IS “MOTION”?

Least Action – whatever our understanding of this challenging term – is certainly a way of characterizing natural motion. Natural systems, the principle asserts, move in such a way that their action shall be least. Before we concern ourselves with the mystic term action, we might do well to focus on the no less mysterious term, motion. Not only will this help us to understand the intent of the principle, I think it will lead us to see a deep link between the Principle of Least Action, and the Fourth Dimension.

What, then, is motion? We moderns tend to think of it in instrumental terms – as the means of getting from intention to accomplishment: in between planning to be something, and actually being that intended thing. In this view, motion is a sort of intermediate, between intent and accomplishment: something to be gotten over, usually as quickly as possible. “Time is money,” we say – meaning, a cost. This colorless idea time accords with the mathematical view of time as a line: our lives pass along this continuum from goal to goal, the moments between, mere means, to be passed through as expeditiously as possible. Time is money, we say, meaning cost. This uniform, colorless continuum Newton mastered by finding a way to measure motion at a point, as if the now were its dwelling-place. Taking this to the limit, he gave us the mathematics of conventional physical science: the differential calculus. Absolute, mathematical time, Newton was sure, flowed calmly through absolute space, in God’s divine sensorium.

As so often happens, the ancients had a different, more interesting point of view, suited to a richer and wiser concept of Nature itself. Calling Aristotle as our witness, we’re told that being does not lie merely at the two ends of a span of intervening motion. Rather, being inheres in the notion itself. There, in that very motion, we find ourselves in the fullness of our being. As we might expect, Aristotle has a word for this. energeia: being-at-work. And since the work is at every stage shaped to its end – its TELOS – we can call this richer, organic concept of living, EN-TELECHY.

Rest assured, this old view is by no means a threat to modern science. Leibniz, already in Newton’s time, was developing a more complex form of the calculus suitable to this richer view of motion. Instead of zeroing-in on the passing moment, it looks to the whole span of the motion, from inception to closure. It’s called the integral calculus. In its variational form, it weights every moment with respect to the goal, and hence meets Aristotle’s test of entelechy. Whether it’s a radiating atom or a busy mouse, every stage of its motion is inherently – by Nature – shaped to its goal. The motion, then, is truly whole.

Aristotle goes on to say a funny thing about time. Time, he seems to say, is the number of motion(s). To clarify, he illustrates by saying we count the number of times the horse goes around the track. More generally, in the order of being, first there is the race, and then, secondarily, we count the laps, and time arises. The whole, which is the motion, is primary; motion doesn’t happen in time. Being comes first; time is merely the count of the generations of being.

Come to think of it, that’s the way we encounter time in daily life. Our encounter with time is mediated by some motion: we count the clock which tells the time. That’s why the classic clock says, tick-tock. The swings of its balance are counted by ah escapement, going first tick, and then tock, to mark the completion of one cycle: one motion The time it tells is the count of its motions. More modern clocks, it is rue, speak in other voices, but they’re all counting motions of some sophisticated sort.

HOW THE FOURTH DIMENSION UNDERLIES LEAST ACTION

If we’re satisfied that a motion is essentially whole, we’re ready to turn to Least Action. All the natural world runs on the Principle of Least Action, so this is important to know about. Here is the Principle: Every natural motion, atom or mouse, unfolds in such a way that over the whole motion, total “action" will be least. Think of “action”, then, as activity-summed-over-the whole motion. Action thus refers to something Newton missed. Contra Newton, you can’t have action at a moment! More positively put, nature accomplishes the overall goal with the least possible fuss. There’s a “good reason” for that; fuss (haste) makes waste. Every activity entails heat-loss (that’s why our bodies run so hot). The horse will ultimately run at top speed, but getting-up-to-speed will be accomplished by nature as gradually as possible. In turn, once up to speed, the myriad processes throughout he body will themselves run, collectively (organically), in such a way hat the speeding horse will be expending as little energy over each cycle of the gait, as possible.

If we image a running horse by means of a three-dimensional snapshot, we’ll evidently miss Nature’s point. We need to see that motion whole: each whole cycle of the gait as one single image. Our three dimensions are not enough: we must add a fourth axis to our image. In addition to our three spatial axes, we need a time axis as well. The resulting image will then encompass in a single geometrical figure the motion as that whole which, by its very nature, it is.

Though such four-dimensional imaging can indeed present this wholeness effectively to our physical eye, a larger aim must remain: through this visual experience, to extend this same insight to the eye of the mind. We might then perceive all natural motion in this four-dimensional way – and thus, in turn, achieve a larger grasp of the wholeness of that motion of ultimate interest, life itself.

Mathematical physics has widely accepted the Principle of Least Action as its basis. Taking the term physics in its old, true meaning, as the science of all nature – the fall of a leaf, or the beat of a heart – it’s nice to know that the more modern the science, the more it attests to wholeness, and to the richness of every moment: not as transient as it may seem.

What is “Action”, that Nature Should be Mindful of It?

We have been tracing the course of the book, NEWTON/MAXWELL/MARX by way of a dialectical tour of three worlds of thought. We have seen Maxwell replace Newton’s “Laws of Motion” with the Principle of Least Action as the foundation of the natural world. Here, we seek the meaning of this curious phrase, Least Action.

Let’s grant that Maxwell – along with perhaps most of the mathematical physicists of our own time – is right in supposing that the Principle of Least Action governs all the motions of he physical world. How can we make sense of this truth? What is Action, and why is essential that it be Least?

First, we must begin by recognizing nature is not inert, but in some sense purposeful: every motion in the natural world (and that includes practically everything we can point to, once we take our hands off the controls!) will begin with a goal (Greek TELOS). Think, for example, of that complex process by which an acorn develops into a flourishing oak. This Motion will unfold in such a way that its goal will be achieved in the most efficient way possible. Sound like good economics? We’re asked to see every natural motion as directed to some goal, and as unfolding in such a way that waste or loss en route be the least possible under the given circumstances.

This principle can be expressed elegantly in mathematical terms, rather esoteric and belonging to the hushed domain of mathematical physics. But since it is actually in play everywhere around us, in actions going on at all times, it’s time we reclaimed it and demanded to know what it means. Let’s make a serious effort here to understand the implications that the physicists – Maxwell chief among them – have been saying.

For Maxwell, the true paradigm of physics is the laboratory of Michael Faraday, working immediately with phenomena and tuned always to hear, without complication of intervening symbols, the authentic voice of nature. The Principle of Least Action is about the world we live in.

However we may distort and engineer it, it is always nature, ever-active, with which we begin, and our projects end. We may think we begin with a tabula rasa and design with total mastery to purposes of our own, but every blade of grass, infinitely quantum-mechanical-wise, will laugh at us. It is in the fields and the mountains, the atmosphere and the oceans, and the endlessly-complex workings of our own bodies, that Nature’s economics is inexorably unfolding. High time, that we take notice of it!

We begin always with some process – the fall of a stone, from cliff’s edge to the beach below or the slow unfolding of an acorn into a flourishing oak. The principle applies in every case. Further, nature thinks always in terms of the whole process as primary: the economic outcome cannot be conceived as the summation of disparate parts, however successful each might seem in its own terms.

The unifying principle throughout any motion is always its TELOS, and it is this which in turn entails an organic view of the motion as one undivided whole process. Each phase of the motion is what it is, and does what it does, precisely as it contributes to the success of the whole. If this seems a sort of dreamland, far from practical reality, we must remind ourselves that we are merely rephrasing a strict account of what Nature always does! Things go massively awry (the seeding gets stepped on by the mailman) but these events are external constraints upon the motion: under these constraints, the Principle holds, strictly. Ask any oak tree, blade of grass, or aspen grove. Each has endured much in the course of its motion, yet each has contributed, to the extent possible, to the success of the ecology of which it is a part.

Economic achievement of the goal, we might say, is Nature’s overall fame of mind. Within this frame, exactly what is the economic principle at work? Everything moves in Nature in such a way that Action over the Motion will be least.

So, what is action? Action is the difference, over the whole motion, between two forms of energy: kinetic and potential Nature wants that difference to be minimal: that is, over the whole motion, the least potential energy possible to be expended, en route, as kinetic – i.e., as energy of motion. (One old saying is that Nature takes the easy way.) Or we might suggest: nature enters into motion gracefully.

Think of the falling stone: the stone at the edge of a high cliff has a certain potential energy with respect to the beach below. That potential is ready to be released – converted into kinetic energy, energy of motion. Thus the TELOS is given: to arrive at the beach below, with that high velocity equivalent to the total potential with which the fall began.

Our principle addresses the otherwise open question, how exactly to move en route? There is just one exact answer: the rule of uniform acceleration – steady acquisition of speed. Galileo discovered the rule; Newton thought he knew the reason for the rule. But Maxwell recognized that Newton was wrong, and we need now to get beyond this old way of thinking.

The real reason for the slow, steady acceleration is that the final motion, which is the TELOS, be acquired as late in the motion as possible, and thus that total-kinetic-energy-over-time be least.

Our principle may turn out to be of more intense interest to biologists than to physicists, as the ”kinetic energy” in this case becomes life itself. The seed bespeaks life in potentia. The ensuing show, steady conversion of potential—its gradual conversion to living form as the seedling matures – is the growth of the seeding, the biological counterpart of the metered, graceful fall of the stone.

Our principle governs the whole process of conversion: the measured investment of potential into kinetic form defines the course of maturation. Nature is frugal in that investment: the net transfer of energy-over-time is minimal; transfer in early stages of growth is avoided. Growth, like the fall of the stone, is measured, and graceful. Growth is organic in the sense that every part of the plant, at every stage of the way, is gauged by its contribution to the economic growth of the whole plant.

As it stands, our analogy to the falling stone may be misleading. It is not, of course, the case that the seed holds in itself (like loaded gun!) the potential energy of the oak; the case is far more interesting. The acorn holds in its genome the program for drawing energy from the environment in a way which will assure Least Action over the whole growth process. Once again, frugality reigns, since that energy not drawn-upon by the seedling will be available to other components of the ecology. Since the solar energy is finite, whatever is not used by one is available to the others.

We are ready now to ask in larger terms, “What sense does it make, that Nature be thus frugal in expending potential energy – minimizing its “draw” upon potential in early stages of growth, though total conversion by the end of motion be its very TELOS?

The question is a difficult one, touching on the very concept of life itself. Here, however, is my tentative suggestion. Let us consider Earth’s biosphere as a newborn project, awaiting Nature’s design. Our Earth (like, no doubt, countless other “earths” in Nature’s cosmic domain) is favored with a certain flux of energy, in the form of light from our Sun: just enough, on balance, to sustain water in liquid form, one criterion, at least, for the possibility of life. With regard to Earth, then, Nature’s overall TELOS may reasonably be characterized as the fullest possible transformation of sunlight into life. Earth also offers a rich inventory of mineral resources, which Nature will utilize to the fullest, over time, in the achievement of this goal.

Might we not think of this immense process, still of course very much ongoing, in the terms we’ve used earlier – as one great motion, transforming as fully as possible the potential energy of sunlight, into the living, kinetic energy of life? (It might be objected that the flux of solar energy is kinetic, not potential. It is so in space, en route, but is made accessible as potential by that immense solar panel, the green leaf system of the world – which by its quantum magic captures photons, uses them to split water, and thus generate the electrochemical potential on which the motion of life runs.)

That said, we may apply the logic of Least Action to life on every scale: life’s TELOS is to encapsulate our allotted solar potential energy in living form, always by way of the most frugal path possible. What is saved by the Least Action of one life-motion, is grist for the mills of others – so that overall, the solar flux is utilized as fully as possible. “As fully as possible” at this stage: but the long, slow motion of evolution continues – always, no less governed by Least Action, towards a TELOS we cannot envision, yet of which we must be organically a part, today.

For an expansion of this concept, you can read an earlier lecture: The Dialectal Laboratory: Towards a Re-thinking of the Natural Sciences

NEXT: Karl Marx and his place in Newton/Maxwell/Marx.

NEWTON / MAXWELL / MARX 1

A Dialectical World Cruise - Part 1

Good news! The Green Lion Press has now released in a single volume three of my earlier essays, collectively titled Newton/Maxwell/Marx. Many of their themes are familiar to readers of this website, but these essays are extensive, and gathered in this way, with new introductions and an overall conclusion, they reveal surprising relevance to one another. These essays speak to our troubled world today.

Does Marx, for example, have anything to do with Maxwell? Not on the surface—but at some deeper levels, which the book calls dialectical, each lifts us out of the Newtonian world in which we have lived since Newton wrote. Let us call this tour of three contrasting world-views, a dialectical world-cruise!

Edward Abbott once wrote of a realm called Flatland, whose citizens—confined to life in a table-top—had no idea how flat their world-view might be. They had never viewed themselves and their confinement from outside. Now, no less than they, we too need fresh perspectives and new insights, if we are to take the measure of own confinement and our net of unquestioned habits of thought. Newton/Maxwell/Marx navigates these unexplored waters, becoming a dialectical journey between worlds of thought, each based on its own fundamental premises concerning, as we shall see, even the nature of science itself. In turn, our concept of the nature of nature has ramifying consequences for our beliefs concerning society and human freedom.

In these essays, each port of call is represented by one of the great works of our western tradition—so these thoughts are in one sense, rather timeless, than new. But this is to be a spirited, not a scholarly investigation. We are no mere tourists, but earnest inquirers. Our purpose is not that of the objective scholar, to know about the works, but of the free mind, reading as if their authors addressed their words to us to us—as indeed, in some sense they surely did.

Reading in this mode is itself an art, and calls for skills which collectively have been known as the liberal arts, because these are the arts meant to set our minds fee. Not surprisingly, then, these three essays concern three books read at St. John’s College, in Annapolis and Santa Fe, whose curriculum is designed to capture the liberal arts in the modern world. Our essays ion emerged from this cauldron, and first appeared in the pages of the Great Ideas Today, once an annual al publication devoted to critical studies of the great books and their corollaries in our time. I express my indebtedness to John Van Doren, then executive editor, who guided these essays to their first appearance.

Our three ports of call will be, to give them their full and proper titles: Isaac Newton’s Principia Mathematica Philosophiae Naturalis (Mathematical Principles of Natural Philosophy – the philosophy of all the natural world—by no means that part we now call “physics”; “James Clerk (inexplicably pronounced Clark) Maxwell’s Treatise on Electricity and Magnetism, and Karl Marx’s Capital. These works are in dialogue with one another—not literally, for the first two were far apart in time, and while Maxwell and Marx overlapped London for a time, and indeed shared an interest in lectures on mechanism, it would be hard to imagine they ever met! No: their dialogue is the more real for being conceptual—belonging to a world of ideas—and there, Newton/Maxwell/Marx will show, their ties are deep, and very real.

This set of essays, then, becomes a book for adventurous spirits, and in that sense may be a book whose time has come. People today are restless, questioning institutions which no longer make sense. Long-held assumptions are subjected to doubts reaching to the foundations of our societies and their economic systems. Even our sciences come into question, as in thrall to a limiting, encompassing world-view.

All this is of a piece with the dialectical sprit of our authors themselves: imperial in Newton’s case, gentle in Maxwell’s, boldly ironic in Marx’s – but in one style or another, each is a revolutionary, questioning the foundations of the world which surrounds them.

A posting to follow soon will offer a brief synopsis of this Dialectical World Cruise.

Visit Newton /Maxwell / Marx 2

The Aristotelian Pathway to the Modern World and Beyond

I’m just back from a week of seminars in Maine: an overview of Aristotle’s world-view, based on a sequence of selected readings.  Although I’ve long been curious about Aristotle’s thinking, and written about this to some extent on this website, I’ve never before caught the full coherence and impact of his world-view. I’ll leave details to future posts to this blog, but here’s an overview of a few highlights. Tradition has misleadingly titled many of Aristotle’s works. His “Physics” is not limited to what we today call “physics”, but actually addresses the foundations of the entire natural world, of all things that move, from stones to living creatures, including ultimately ourselves. Aristotle’s “Physics”, then, lays the foundation for his other works, and in the “Metaphysics”, of the cosmos itself. We ourselves he will say, are rational by nature.

What is “nature”?  An inner principle of motion, Aristotle says; things move not because they are pushed or pulled, but through inner tendencies. This is by no means nonsense. Within what we call “physics”, think for example of the second law of thermodynamics, which asserts, in more formal terms, that heat “tends” to flow downhill. Within our own lives, think of fear or love, and our innate desire to know. Thus in Aristotle’s inclusive world-view, there’s no occasion for the infamous split which today appears to divide our sciences from the humanities.

Such unification need not threaten the integrity of the sciences. Remarkably, within this encompassing perspective Aristotle lays a secure foundation for a fully valid alternative approach to modern science. Key is his concept of “energy” (the word, energeia, is his!); motion consists in the unfolding of energy from potential to kinetic form. Importantly, energy belongs primarily to whole systems, so wholeness and living, organic unity are foundational in Aristotelian science.

In the 17^th century Leibniz, who knew his Aristotle, put this into mathematical form. He introduced, in open opposition to Newton, a version of the calculus which served to open alternative path into not just modern physics, but modern thought more generally.

As a result, we can discern two very different, parallel pathways through the history of western thought – one leading to Newton, Descartes, and a world of force, competition and mechanism; the other, prefigured by Aristotle, leading to wholeness, cooperation, friendship and life.

The path through Newton, Locke and Hobbes is very familiar to us; it has led t the world we know today, a world of strife, competition, and ever-escalating warfare. That other thread, which runs from Leibniz, Euler, Lagrange, Hamilton, Faraday, Maxwell and Einstein, bespeaks unity and intelligent cooperation. Within physics, this appears especially in the concept of the field; but more generally, it looks to a society of intelligent cooperation in the solution of our common human problems. It is easy to see, I believe, which is better suited to address the problems of warfare and environmental catastrophe which beset human society today.

Nobody, of course, is offering us this choice of roads into the future.  But we have independent minds, and it would be good to know that there is a difference in principle even if we see no way at present to pursue it in practice. I propose to write more about this in upcoming postings – and it will be good to know what others think of this Aristotelian way I’m convinced I’m seeing.

"The Dialectical Laboratory": A lecture on behalf of holism in the sciences

My lecture, the “Dialectical Laboratory ” (see the "lectures" section of this website) , was given as a sort of parting statement to the St. John’s College community in Santa Fe.  But though directed to the college, and expressed by way of references to certain of the “great books” of that tradition, its message is of far broader import.  The “dialectical” issue – meaning, a watershed of western thought – is between a science based on mechanical actions between disparate parts, and a holistic science in which wholeness is respected, and whole systems are regarded as fundamental, not as mere aggregations of parts.  

Each of these two very different scientific approaches has its rigorous theory, and either can be used to solve engineering problems.  But conceptually they are worlds apart, and I am convinced it’s crucial that we follow the way of holism, and learn, before it’s too late, to appreciate and work with systems – from the least living organism to the global environment – which are more than the sum of mechanical parts.  Science is moving in this direction, but there is now no time to lose! 

Comments on these remarks, as well as on the lecture itself, will be welcome in reponse to this posting. 

Newton on the Field

I've just returned from a gathering in New Mexico, the first, pilot workshop of the Cosmic Serpent project, in which Native Americans and others-such as myself-gathered to compare Native American views of the natural world with those of "western science". With the essential help of Jim Judson from the Sister Creek Center in San Antonio, I brought along an "open lab" on magnetism. It seemed to me that the concept of the "field"-specifically, here the (electro-) magnetic field-might prove helpful in relating these two domains of thought about nature.

For the moment, here, I just want to comment on a document that was circulating during the conference concerning the mystery of magnetism. Asking very simply "What is Magnetism?", it was written by Bruno Maddox and published in a recent edition of Discover magazine. He reports that after exploring all options, he finds no scientific explanation of the cause  of magnetism.  If it remains a mystery, as he seems to conclude, then it may well be open to interpretation in terms compatible with Native American points of view.

That's a point of view I'll want to return to in future postings.  For the moment, I want to call attention to one of Maddox's findings. He hit on a text in which Isaac Newton-looking in this case at the mystery of gravitation-opines that "the notion that one body may act upon another at a distance through a vacuum without the mediation of anything else...is to me so great an absurdity that I believe no man who has in philosophic matters a competent faculty of thinking could ever fall into it."What did Newton have in mind?

I'm confident that he is not thinking in terms of any sort of mechanical explanation. Newton was not a mechanist: in fact, he wrote the Principia essentially as a polemic against mechanism, and in particular, against Descartes. No. His aim is to reveal the role of what he called Spirit in the world: the fact that the laws of these actions are mathematical in no way implies for Newton that they are mechanical, but is fully compatible with his concept of Spirit and its operation throughout the realm of nature.

I'm not arguing that Newton "had" the idea of the field-though his "intensive" quantity of a force seems to ascribe it to space itself, and is remarkably compatible with later ideas of the "field". My point is only that as he describes the mathematical System of the World, Newton feels himself to be in the immediate presence of mystery-in his view, divine mystery in the form of the Holy Spirit as God's agent in the natural world.

Newton's thoughts along these lines, together with those on alchemy and theology, were systematically buried by his followers, and have been uncovered only in recent years. But now that we have a better sense of what he actually meant, we may be the more ready to contemplate this bridge between "spirit" as Newton intended it, and "spirit" in Indigenous accounts of the operations of the natural world. Either way, we are contemplating something which has all the feel of wonder and mystery.

While in Santa Fe, I learned that students at St. John's College there would be gathering to witness this very mystery, in an experiment which Newton himself had thought would be impossible to carry out. Just as the Sun and Earth are joined by the gravitational force, so any two bodies on Earth must attract another by a very slight, yet calculable force. The experiment can in fact be done, with lead weights suspended by a delicate metal thread. To watch them, by way of a light beam and mirror, move toward one another slowly but surely, is to be present at a solemn ceremony at the foundation of the cosmos-as much a mystery, still today, as it ever was. I wonder if others agree with this reading of Newton's text?

Indigenous Views of Nature and the Deep Roots of Western Science

When I wrote yesterday about the "deep roots" of Western science, I intended to point to a possible relation this opens up between the domain of "science" and Indigenous views of the natural world.  If we follow that line of development which leads from Aristotle through Leibniz to the holistic mathematical physics based on the Principle of Least Action, we find ourselves in a position much closer to that of Native American thinkers than we might have expected.Modern science in its mechanical mode cuts off "science" from any sense of wholeness or, especially, of purpose. It wants to reduce all quality to quantity, all motion to the operation of laws which bind matter apart from any sense of goal or meaning, and sees "nature" exclusively as an object from which we stand apart as mere observers. None of these limitations apply to the physics in the holistic mode.  Least Action applies to whole systems, and sees systems moving directionally toward the optimization of a quantity which applies to the system as a whole.  Although this goal may be no more than the optimization of a mathematical quantity, it opens the way to thinking of systems such as organisms or ecologies as moving as wholes toward ends -- a line of thought of which the modern world is in desperate need.One more link in this line of thought: the modern computer is bridging the gap ;between "quantitative" and "qualitative" thinking.  What goes in as number typically comes out on the computer screen as a graphical image readily grasped by the intuitive mind and conducive to interpretation in terms of purposes and goals. We can see how systems are moving, and where they "are going".   Nothing stands in the way of reading these in terms of purposes, and that is what we do on a daily basis -- think for example of evidences of the consequences of global warming emerging from complex computer modeling.  Thinking in this way in terms of whole systems,  understanding their motions in terms of a mathematics of optimization, and bridging the gap between quality and quantity -- all this is yielding an approach to science at once new and old -- in a continuous thread leading from Aristotle into the age of the modern computer.  If we follow that path and think of modern science in terms like these, then it seems to me the gap between a holistic science and Indigenous relations to the natural world is not as deep as it had seemed.  Set aside mechanistic thinking, embrace the sense of nature as a whole of which we ourselves are part, admit goal as a category amenable to science -- and then the old gap between Indigenous, or simply hunan views of the world, and those of "western science", begins to dissolve.   Thus the Cosmic Serpent project, designed to consider this relationship, begins to look much more promising than it otherwise might have.